ELI stands for Equity Linked
Instrument and a product traded at HKEX.
This product is well accepted by investor and because any brokerage firm can buy
and sell this product for investors. To make SB-1 to be able to manage ELI
product, adding SB-56 is the solution. On top of processing normal buy and sell
transaction, POP system has a built in distribution tool for brokerage firm to
manage those transactions on the expiry date. When ELI positions will be
withdrawn and convert to a determined amount of cash or, in some cases, deposit
physical underlying stock to client’s accounts.
ELI 是股票掛鈎票據, 是一種在交易所買賣的產品, 因為任何證券公司都可以代客買賣ELI,所以頗受投資者歡迎. 當系統加入了ELI功能, 您們將會在SB看到以下增加項目 右方有(*), 開始設定好, 以後的工作會很簡單, 不用人手計算及檢查. 系統更注重在到期日,因應要求將ELI轉換成金額或掛鈎股票的分配工作.
┌───────────────────────────────────────┐
│ dd/mm/yyyy
(231) STOCK MASTER ENTRY
│
├─--─────────────────────────────────────┤
│ │
│
STOCK NO : 1802
│
│
STOCK CODE : KC-CK(H)*U0210A
│
│
STOCK GROUP : 1
ISIN CODE :
│
│
STOCK NAME : KC-CHEUNG KONG HOLD BULL ELI 57.66 15/10/02 │
│ TRADE SUSPENDED
(Y/N) :
SUSPENDED ON :
│
│ CONTRACT
STAMP (Y/N) : N START LISTING ON :
02/08/02 │
│
TYPE : E
(G=GEM, B=BOND, L=LOAN STOCK, E=ELI) │
│ CCASS STOCK
(y/N) : Y START
CCASS TRADE ON : 05/08/02
(d/m/y) │
│
LOT SIZE : 1,000 U. PRICE
: 53.7500 │
│ MARGIN
RATIO 1st : 0.200 2nd: 3rd: 4th: │
│
APPROVED STOCK ASSET GRADE : D
│
│WARRANT,RTS,ELI
EXPIRY DATE : 15/10/02 CDF : ELAR :
│
│
│
│ ELI UNDERLYING STOCK : 1 TYPE
(UER) : U Bull ISSUE PRICE : 55.740│*
│ STRIKE PRICE (Lower) : 57.660 Upper : ENTITLE
RATIO : 1.0000 │*
│ SETTLEMENT MODE (CP) : P Physical SETTLE DATE : 17/10/02
│*
├───────────────────────────────────────┤
│ Create Browse Amend
Delete Undel Search Filter Previous Next Top List Exit │
│ Query
│
└───────────────────────────────────────┘
┌───────────── POP SECURITIES LIMITED ──────────────┐
│
dd Mmm, yyyy. STOCK BROKER SYSTEM
(Version 7.0f) hh:mm:ss On │
│ LPT1! (9) DIVIDEND, BONUS
& ELI MANAGEMENT
Share │
├───────────────────────────────────────┤
│
│
│
0. EXIT to MAIN MENU
│
│
│
│
1. STOCK ANNOUNCEMENT ENTRY
│
│
2. CREATE NEW BOOK CLOSED QTY RECORD
│
│
3. ADJUST BOOK CLOSED QTY
│
│
│
│
4. DIVIDEND PROCESSING
│
│ 5. BONUS,
WARRANT, RIGHTS, SPLIT & CONSOLIDATION
│
│
│
│
6. BOOK CLOSE REMINDER REPORT
│
│
│
│
E. ELI MATURITY PROCESSING
│*
└───────────────────────────────────────┘
┌──────────────
POP SECURITIES LIMITED ─────────────┐
│ dd Mmm, yyyy. STOCK BROKER
SYSTEM (Version 7.0f) hh:mm:ss On │
│
LPT1!
(9E) ELI MATURITY PROCESSING
Share │*
├───────────────────────────────────────┤
│ ELI
Stock:
ELI Type: │
│ Underlying
Stock:
Expiry Date:
│
│ Strike Price (Lower):
Settle Date:
│
│
Upper :
Entitle Ratio:
│
│
Underlying Stock Price:
Board Lot:
│
│
Settle Mode:
│
│
0. EXIT
│
│
1. SELECT ELI FOR PROCESSING
│
│
2. PRINT ELI MATURITY REPORT
│
│
3. PRINT ELI MATURITY CHEQUE TO CLIENT
│
│
4. PRINT ELI MATURITY REGISTER
│
│
5. PRINT ELI STOCK SETTLEMENT RECEIPT
│
│
6. GENERATE ELI SETTLEMENT TO CLIENT
│
│
7. SAVE ELI MATURITY REGISTER TO "DView"
│
│
R. RESET DIVIDEND CHEQUE NO TO BLANK
│
│
S. SETUP ELI MATURITY CHARGES RATE
│
└───────────────────────────────────────┘
REPORT: Please visit http://www.popsoft.com.hk